Blog Article: FED - Australian Securities & Investments Commission (ASIC)

FED - Australian Securities & Investments Commission (ASIC)

Notification was received from ASIC that the following forms have been updated and now bear the date of 18 June 2015 :-

Form 315 - Notification of resignation, removal or cessation of auditor (LL-FED-ASIC147)
Form 342 - Application for consent from ASIC to resign as anauditor of a public company(LL-FED-ASIC107)
Form 5132 - Application for consent from ASIC to resignation or removal of scheme auditor(LL-FED-ASIC019)
Form 5133 - Notification of resignation, removal or cessation of a registered scheme auditor(LL-FED-ASIC146)
Form CL16 - Australian Credit Licence - Notification of appointment of a trust account auditor(LL-FED-ASIC199)
Form CL17 - Australian Credit Licence - Application for approval from ASIC to replace a trust account auditor(LL-FED-ASIC200)
Form CL18 - Australian Credit Licence - Application for approval from ASIC to resign as a trust account auditor(LL-FED-ASIC201)
Form FS07 - Application for consent from ASIC to remove an auditor of an Australian financial services licensee(LL-FED-ASIC020)
Form FS08 - Application for consent from ASIC to resign as an auditor of an Australian financial services licensee(LL-FED-ASIC021)

The following newforms have also been added:

Form 5112 - Application for consent from ASIC to remove compliance plan auditor(LL-FED-ASIC210)
Form 5113 - Application for consent from ASIC to resign as compliance plan auditor(LL-FED-ASIC211)
Form 5114 - Notification of request by responsible entity to change compliance plan auditor(LL-FED-ASIC212)

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