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FED - Australian Securities & Investments Commission (ASIC)

The following forms have been updated to the February 2015 versions as notified by ASIC -
  • Form 1003 - Disclosure notice for unlisted disclosing entity (LL-FED-ASIC072)
  • Form 145 - Application for registration of disclosure statement demutualisation (LL-FED-ASIC038)
  • Form 2560 - Notification in reduction in share capital details (LL-FED-ASIC108)
  • Form 2602 - Notification of financial assistance details (LL-FED-ASIC135)
  • Form 280 - Notification of share buy-back details (LL-FED-ASIC151)
  • Form 281- Notice of intention to carry out a share buy-back (LL-FED-ASIC091)
  • Form 296 - Notification of disqualification from managing corporations - bankruptcy or part X arrangement (LL-FED-ASIC131)
  • Form 318 - Notice of application to court to manage corporation (LL-FED-ASIC079)
  • Form 361 - Notification of a registered agent ceasing to act for a company (LL-FED-ASIC109)
  • Form 382 - Notification of resolutions for audit relief proprietary companies (LL-FED-ASIC003)
  • Form 384 - Notification of resolution by directors of a small proprietary company controlled by a foreign company which is not part of a large group (LL-FED-ASIC004)
  • Form 389 - Opt-in or change of holding entity notice by wholly-owned entity relieved from financial reporting obligations (LL-FED-ASIC155)
  • Form 390 - Annual notice by holding entity which does not lodge consolidated financial statements pursuant to class order 98 1418 (LL-FED-ASIC010)
  • Form 394 - Notice of cessation of reliance on Class Order 98-98 (LL-FED-ASIC081)
  • Form 396 - Notice of cessation of reliance on Class Order 981417 (LL-FED-ASIC191)
  • Form 397 - Notification of directors resolution under s324DAC (LL-FED-ASIC208)
  • Form 399 - Opt-out notice by wholly-owned entity relieved from financial reporting obligations (LL-FED-ASIC156)
  • Form 418 - Memorandum of appointment of local agent (LL-FED-ASIC076)
  • Form 485 - Statement in relation to company solvency (LL-FED-ASIC173)
  • Form 5053 - Notice that administration of a company has ended (LL-FED-ASIC102)
  • Form 509F - Notice of failure to execute deed of company arrangement (LL-FED-ASIC089)
  • Form 509G - Notice of termination of deed of company arrangement (LL-FED-ASIC100)
  • Form 5103 - Directors statement relating to application for registration of a managed investment scheme (LL-FED-ASIC071)
  • Form 5109 - Notification of request by temporary responsible entity to add new responsible entity (LL-FED-ASIC144)
  • Form 520 - Declaration of solvency (LL-FED-ASIC067)
  • Form 522 - Notification of meeting of creditors to consider appointing a new liquidator (LL-FED-ASIC139)
  • Form 525 - Notice of disclaimer of onerous property (LL-FED-ASIC088)
  • Form 555 - Notice of controller extending time to submit report as to affairs (LL-FED-ASIC087)
  • Form 562- Notice of liquidator extending time to submit report as to affairs (LL-FED-ASIC092)
  • Form 578 - Deregistration request liquidator not acting or affairs fully wound up (LL-FED-ASIC069)
  • Form 911 - Verification or certification of a document (LL-FED-ASIC182)
  • Form 991/992 - Notification of location of books on computer (LL-FED-ASIC138)
  • Form CL70 Australian Credit Licence - Trust account statement (LL-FED-ASIC202)
  • Form CL71 Australian Credit Licence - Trust account audit report (LL-FED-ASIC203)
  • Form M64 Notification - annual continuing education and compliance self-assessment (LL-FED-ASIC206)
  • Form M68 Notification - automatic withdrawal of accredited adviser's accreditation (LL-FED-ASIC193)
  • Form M69A Application for accreditation of accredited futures adviser (LL-FED-ASIC194)
  • Form M69B Application for accreditation of level 1 accredited derivatives adviser (LL-FED-ASIC195)
  • Form M69C Application for accreditation of level 2 accredited derivatives adviser (LL-FED-ASIC196)
  • Form M70 Application for re-accreditation of retail client advisers (LL-FED-ASIC198)
  • Form M72 Application - Renewal of Accredited Adviser (LL-FED-ASIC209)
  • Form M74 Application for voluntary withdrawal of accredited adviser's accreditation (LL-FED-ASIC197)
  • Form RA05 Remittance advice (LL-FED-ASIC167)
   

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Blog Article: FED - Australian Securities & Investments Commission (ASIC)