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FED - Australian Securities & Investments Commission (ASIC

In accordance with notification received from ASIC, the following Forms and/or Guides have been updated -
  • Form 106 - Request to withdraw a lodged document (LL-FED-ASIC169)
  • Form 206 - Application for change of company type (LL-FED-ASIC017)
  • Form 211 - Notification of division or conversion of class of shares (LL-FED-ASIC133)
  • Form 362 - Notification by a company to nominate or cease a registered agent contact address (LL-FED-ASIC002)
  • Form 433 - Notification (by company) of non-compliance with section 150 requirements or licence revocation (LL-FED-ASIC105)
  • Form 484 - Change to company details (LL-FED-ASIC059)
  • Form 484 - Section A (LL-FED-ASIC185)
  • Form 486 - Notification by a company to nominate or cease a registered agent or contact address (LL-FED-ASIC005)
  • Form 5047 - Copy of deed of company arrangement (LL-FED-ASIC188)
  • Form 6021 - Notice of compulsory acquisition following takeover bid (LL-FED-ASIC086)
  • Form 6022 - Notice of right of buy out to remaining holder of securities following a takeover bid (LL-FED-ASIC096)
  • Form 6023 - Notice of right of buy out to holders of convertible securities following a takeover bid (LL-FED-ASIC098)
  • Form 6024 - Notice of compulsory acquisition (LL-FED-ASIC085)
  • Form 6025 - Notice of right of buy out to holders of convertible securities by 100% holder (LL-FED-ASIC097)
  • Form CF08 - Notice of reliance on Class Order [CO 14/1000] Employee incentive schemes: Listed bodies; and Class Order [CO 14/1001] Employee incentive schemes: Unlisted bodies (LL-FED-ASIC140)
  • Form COI1 - Notice of carried over instruments (LL-FED-ASIC184)
  • Form COI2 - Change of details for unlicensed carried over instrument lender and prescribed unlicensed carried over instrument lender (LL-FED-ASIC190)
  • Form COI3 - Notice of acting for a prescribed unlicensed carried over instrument lender (LL-FED-ASIC189)
  • Form COI4 - Unlicensed carried over instrument lender annual compliance certificate (LL-FED-ASIC204)
  • Form EX01 - Schedule B of Regulatory Guide 16 - Report to ASIC under s422, s438D or s533 of the Corporations Act 2001 or for statistical purposes (LL-FED-ASIC171)
  • Form FS05 - Preliminary application for an Australian financial services licence (LL-FED-ASIC159)
  • Form FS80 - Notification by an AFS licensee of a significant breach of a licensee's obligations (LL-FED-ASIC104)
  • Form M72 - Application - Renewal of Accredited Adviser (LL-FED-ASIC209)
  • Form RA04 - Direct Debt Request (LL-FED-ASIC070)

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Blog Article: FED - Australian Securities & Investments Commission (ASIC