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FED - Australian Securities & Investments Commission (ASIC) Forms

The following Australian Securities & Investments Commission (ASIC) forms have been updated in LEAP:
  • Presentation of accounts and statement - Form 524 (LL-FED-ASIC160)
  • Application for copy of a certificate - Form 960 (LL-FED-ASIC023)
  • Application for copies of documents - Form 961 (LL-FED-ASIC022)
  • Application for information from an ASIC Register - Form 962 (LL-FED-ASIC030)
  • Application for information about a specific personal name - Form 963 (LL-FED-ASIC028)
  • Application for information about specific corporations - Form 964 (LL-FED-ASIC029)
  • Australian financial services licensee profit and loss statement and balance sheet - Form FS70 (LL-FED-ASIC055)
  • Australian financial services licensee audit report - Form FS71 (LL-FED-ASIC054)
  • Notification - annual continuing education and compliance self-assessment - Form M64 (LL-FED-ASIC206)
A large number of ASIC form guides have also been updated due to fee indexation from 1 July 2014. The privacy statement contained within the form guides has also been updated, where applicable. For a detailed list of the form guides which have been updated in LEAP, please click on the link below.
  • Applications for relief - fundraising equities - Form CF01 (LL-FED-ASIC041)
  • Application for registration as an auditor - Form 903AA (LL-FED-ASIC033)
  • Application for relief - mergers acquisitions - Form CF03 (LL-FED-ASIC042)
  • Application for relief - debentures - Form CF04 (LL-FED-ASIC039)
  • Related party benefits - applications - Form CF11 (LL-FED-ASIC165)
  • Application for relief - transactions affecting share capital - Form CF05 (LL-FED-ASIC043)
  • Deeds of cross-guarantee and related documents - class Order 98 1418 - Form CF06 (LL-FED-ASIC068)
  • Application requesting notice of beneficial ownership - Form 6071A (LL-FED-ASIC048)
  • Application for relief - financial reporting - Form CF02 (LL-FED-ASIC040)
  • Related party benefits - proposed notice, explanatory statement accompanying documents - Form 5057A (LL-FED-ASIC166)
  • Application for registration as an authorised audit company - Form 903AB (LL-FED-ASIC034)
  • Document relating to takeovers - Form CF09 (LL-FED-ASIC073)
  • Schemes of arrangement - Form CF10 (LL-FED-ASIC172)
  • Documents relating to a current disclosure document - Form CF07 (LL-FED-ASIC074)
  • Notification of change to directors of a registered body - Form 490 (LL-FED-ASIC007)
  • Change to scheme details - Form 491 (LL-FED-ASIC060)
  • Notification of resolutions regarding shares - Form 2205 (LL-FED-ASIC149)
  • Application for registration as an Australian company -Form 201 (LL-FED-ASIC001)
  • Notification of division or conversion of classes of shares - Form 211 (LL-FED-ASIC133)
  • Notification of change of registered office or office hours of a registered body - Form 489 (LL-FED-ASIC006)
  • Notification of details of shares issued other than for cash - Form 208 (LL-FED-ASIC129)
  • Application to vary the authorisation conditions and other conditions of an Australian financial services licence - Form FS03X (LL-FED-ASIC052)
  • Application for Exemption or Modification - Form FS10 11 12 13 14 15 (LL-FED-ASIC025)
  • Application for consent to resign as an auditor of an Australian financial services licensee - Form FS08 (LL-FED-ASIC021)
  • Change to company details - Form 484 (LL-FED-ASIC059)
  • Application for registration of a body corporate as an Australian company - Form 202 (LL-FED-ASIC035)
  • Cover page for office copy of a court order - Form 105 (LL-FED-ASIC065)
  • Notification of half yearly reports - Form 1001 (LL-FED-ASIC075)
  • Notification of resolution - Form 205 (LL-FED-ASIC148)
  • Certification of compliance with stamp duty law - Form 207Z (LL-FED-ASIC058)
  • Notification of statement of special rights carried by shares - Form 210 (LL-FED-ASIC152)
  • Application for change of state of territory of registration of a company - Form 2213 (LL-FED-ASIC018)
  • Application for extension of time to hold Annual General Meeting - Form 2501 (LL-FED-ASIC027)
  • Notification of intention to give financial assistance - Form 2601 (LL-FED-ASIC137)
  • Application to use an alternative address - Form 378 (LL-FED-ASIC051)
  • Copy of financial statements and reports - Form 388 (LL-FED-ASIC063)
  • Application for consent to resign as an auditor - Form 342 (LL-FED-ASIC107)
  • Notification of address in Australia of information relating to financial records kept outside Australia - Form 313 (LL-FED-ASIC110)
  • Notification of appointment of auditor - Form 3190 (LL-FED-ASIC111)
  • Notification of resignation, removal, or cessation of auditor - Form 315 (LL-FED-ASIC147)
  • Application for suppression of residential address - Form 379 (LL-FED-ASIC145)
  • Application for registration as a foreign company - Form 402 (LL-FED-ASIC031)
  • Notification of change to agent of a foreign company - Form 404 (LL-FED-ASIC122)
  • Statement to verify financial statements of a foreign company - Form 405 (LL-FED-ASIC176)
  • Annual return of a foreign company - Form 406 (LL-FED-ASIC012)
  • Notice of cessation, winding up or dissolution of a foreign company or registered Australian body - Form 407 (LL-FED-ASIC082)
  • Notice in relation to the register of a registered foreign company under section 601CM - Form 408 (LL-FED-ASIC078)
  • Notification of change to details of a foreign company or as registered Australian body - Form 409 (LL-FED-ASIC123)
  • Application for reservation of a name - Form 410 (LL-FED-ASIC044)
  • Application to change a company name to omit the word limited - Form 432 (LL-FED-ASIC049)
  • Notification that a person has been appointed controller or entered into possession etc - Form 504 (LL-FED-ASIC153)
  • Notification of appointment or cessation of an external administrator - Form 505 (LL-FED-ASIC114)
  • Notification of change of address of an external administrator - Form 506 (LL-FED-ASIC119)
  • Report as to affairs (incorporating Form 507A) - Form 507 (LL-FED-ASIC168)
  • Presentation of summary of affairs of a company - Form 509 (LL-FED-ASIC161)
  • Notice of special resolution to wind up company - Form 509D (LL-FED-ASIC099)
  • Notification of court action relating to winding up - Form 519 (LL-FED-ASIC127)
  • Notification of final meeting convened by liquidator - Form 523 (LL-FED-ASIC134)
  • Notice of meeting - Form 529 (LL-FED-ASIC093)
  • Application for registration of a managed investment scheme - Form 5100 (LL-FED-ASIC036)
  • Notification of change to managed investment scheme's constitution - Form 5101 (LL-FED-ASIC124)
  • Notification of change of responsible entity of a registered scheme - Form 5107 (LL-FED-ASIC121)
  • Notification of appointment of temporary responsible entity -Form 5108 (LL-FED-ASIC113)
  • Compliance plan audit report of a registered scheme - Form 5111 (LL-FED-ASIC008)
  • Notification of office at which register of interests is kept - Form 5130 (LL-FED-ASIC142)
  • Application for appointment of scheme auditor by member of a registered scheme - Form 5131 (LL-FED-ASIC016)
  • Application for consent from ASIC for resignation or removal of scheme auditor - Form 5132 (LL-FED-ASIC019)
  • Notification of resignation, removal or cessation of a registered scheme auditor -Form 5133 (LL-FED-ASIC146)
  • Notification of appointment of scheme auditor - Form 5137 (LL-FED-ASIC112)
  • Notification of commencement or completion of winding up of a registered scheme - Form 5138 (LL-FED-ASIC125)
  • Notification of proposed change of name of registered scheme - Form 5140 (LL-FED-ASIC143)
  • Application for voluntary deregistration of a company -Form 6010 (LL-FED-ASIC046)
  • Application for voluntary deregistration of a managed investment scheme - Form 6010A (LL-FED-ASIC047)
  • Application for transfer of registration of a company to registration under a law of a State or Territory - Form 6014 (LL-FED-ASIC045)
  • Application for discharge of security - Form 702 (LL-FED-ASIC024)
  • Notice appointing trustee for holders of debentures - Form 722 (LL-FED-ASIC077)
  • Notification of ceasing to practise as, or change to details of, an auditor - Form 905 (LL-FED-ASIC117)
  • Notification of ceasing to act as or change to details of a liquidator - Form 905A (LL-FED-ASIC116)
  • Notification of disqualification from managing corporations under part 2D6 - Form 906 (LL-FED-ASIC132)
  • Annual statement by a liquidator - Form 908 (LL-FED-ASIC013)
  • Notification of office at which register is kept - Form 909 (LL-FED-ASIC141)
  • Application to Change the Review date of a Company or Registered Scheme - Form 488 (LL-FED-ASIC050)
  • Appointment of an auditor of an Australian financial services licensee - Form FS06 (LL-FED-ASIC053)
  • Application for consent to remove an auditor of an Australian financial services licensee - Form FS07 (LL-FED-ASIC020)
  • Notification of cessation of an auditor of an Australian financial services licensee - Form FS09 (LL-FED-ASIC118)
  • Change of details for an Australian financial services licence - Form FS20 (LL-FED-ASIC009)
  • Variation to ASIC authorised representatives register appoint an authorised representative - Form FS30 (LL-FED-ASIC179)
  • Variation to ASIC authorised representatives register revoke an authorised representative - Form FS31 (LL-FED-ASIC180)
  • Variation to ASIC authorised representatives register vary the details of an authorised representative - Form FS32 (LL-FED-ASIC178)
  • Annual statement by an auditor - Form 912A (LL-FED-ASIC014)
  • Annual statement by an authorised audit company - Form 912B (LL-FED-ASIC015)
  • Statement verifying report under s430(1), 475(2) or 446C(2) - Form 511 (LL-FED-ASIC177)
  • Statement in writing of posting of notices of appointment to settle list or supplementary list of contributories - Form 540 (LL-FED-ASIC175)
  • Statement in writing of giving notice to persons placed on the list or supplementary list of contributories - Form 545 (LL-FED-ASIC174)
  • Application for registration of a registrable Australian body - Form 401 (LL-FED-ASIC037)
  • Notice that deed wholly effectuated - Form 5056 (LL-FED-ASIC103)
  • Copy of Minutes of Meeting - Form 5011 (LL-FED-ASIC064)
  • Schedule A to Regulatory Guide 16 Preliminary report by court-appointed liquidator to ASIC under s476 of the Corporations Act 2001 - Form 564 (LL-FED-ASIC170)
  • Annual report to creditors - Form 1500 (LL-FED-ASIC011)
  • Application for change of name of a company under external administration - Form 157 (LL-FED-ASIC183)
  • Change to company details - section A only - Form 484 (LL-FED-ASIC185)
  • Change to company details - section B only - Form 484 (LL-FED-ASIC186)
  • Change to company details - section C only - Form 484 (LL-FED-ASIC187)
  • Notice of acting for a prescribed unlicensed carried over instrument lender - Form COI3 (LL-FED-ASIC189)
  • Change of details for unlicensed carried over instrument lender and prescribed unlicensed carried over instrument lender - Form COI2 (LL-FED-ASIC190)
  • Notice in relation to special purpose funding entity -Form CL13 (LL-FED-ASIC192)
  • Unlicensed carried over instrument lender annual compliance certificate - Form COI4 (LL-FED-ASIC204)
  • Application for early destruction of books - Form 574 (LL-FED-ASIC207)
 

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Blog Article: FED - Australian Securities & Investments Commission (ASIC) Forms